Pre & Post Compliance with regard to New Fund launch / Additional Plan launch including drafting of Offer Documents, Addendums and Notices.
Designing internal policies, controls and procedures for implementation of regulatory requirements and SEBI Circulars.
Formulation and review of compliance testing and monitoring systems.
Drafting various correspondence and reports for Regulatory Bodies / Board of Directors & Trustees.
Handling the Internal Audit of Mutual Fund Schemes.
Vetting and approving marketing materials.
Monitoring the requirements relating to code of ethics for AMC employees and directors under SEBI (Prohibition of Insider Trading) Regulations and other relevant provisions under SEBI (Mutual Fund) Regulations, 1996.
A Leading Asset Management Company
MBA with 8+ years experience in the related field. Candidates should be handling compliance activities and should be from AMCs / stock broking firms / insurance companies, etc.
Value Consulting, India.
E-mail: [email protected]